Compliance Officer – Financial Services
Salary/rate:£50,000
Type of work desired:Perm
Desired work region:London
Relocation possible:No
Reason for leaving:Redundancy
References on file:No
Sector:Office & Business Support
Post Date:04. 03. 2025
Ref:12838422
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Meet Our Recruiter
About Profile
A highly experienced compliance professional with a proven track record working within financial services, including mortgages, banking and insurance. Possesses a strong understanding of regulatory requirements and a demonstrated ability to implement effective compliance frameworks. Adaptable and results-oriented, with a history of successfully navigating diverse and challenging environments. Transitioned their career from mortgages into compliance, streamlining processes, assisting with establishing compliance functions, as well as working within already established teams. Keen to develop their career and settle long-term within a role.
More candidates I am representing
View AllCompliance Officer – Financial Services
£50,000
• Over 15 years’ experience working within financial services,
including banking, mortgages and insurance, including significant
tenure at a major multinational bank
• 12 years working within compliance, with experience in assessing
and mitigating risk within financial services operations
• CeMAP qualified, with strong FCA regulatory knowledge, including
experience working with firms under FCA scrutiny, including
Section 166 reviews and compliance audits
• Adaptable, extremely professional and articulate, ability to coach
and feed back to colleagues in order to ensure compliance cross-
functionally
Business Development Executive
£40,000 - £50,000
• 6 years’ experience working within B2B sales and business
development for UK based SMEs and Enterprise businesses
• Stable work history, most recent tenure of 4 years before recent
redundancy
• Skills include completing full sales cycle, researching leads,
booking meetings and closing sales
• Professional, articulate, and deeply committed to a career in sales,
actively seeking their next Business Development or Sales role.
Mortgage Underwriter
£40,000 - £45,000
• 20 years’ experience working within manual mortgage
underwriting
• Stable work history within high street and specialist lenders
• Recent mandate holder up to £350K
• Skills include affordability assessments, providing rationale to
mitigate lending risk, full analysis of financial statements and
checks, liaison with a range of third parties
Case Handler/Administrator
£29,000 - £30,000
• 3.5 years’ experience within case management, reviewing and
handling complex confidential documentation
• Ability to liaise with a range of internal stakeholders and external
third parties at all levels
• Excellent decision making skills based on gathering and
assessing case information
• Outstanding communication skills, articulate and professional
manner